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Real PECB ISO-9001-Lead-Auditor practice exam questions for easy pass!
Last Updated: Oct 28, 2026
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Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-9001/iso-9001-lead-auditor
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PECB QMS ISO 9001:2015 Lead Auditor Sample Questions:
Even though past audits have highlighted a consistently large number of nonconformities within an organisation ' s design team, the organisation has not varied the frequency or duration of audits on its audit plan.
The decision for whether this situation is acceptable or not should be governed by which of the following?
- A. A risk-based approach to the audit programme
- B. The authority of the audit team leader
- C. The organization ' s reasoning behind the lack of change to the audit plan
- D. The availability of competent internal auditors
Correct Answer: A 🗳️
ISO 9001 addresses changes through several requirements, two examples of which are Clause 6.3 (Planning of Changes) and Clause 8.5.6 (Control of Changes). How do the requirements of Clause 8.5.6 differ from those of Clause 6.3?
- A. Clause 8.5.6 refers to changes to legal and regulatory requirements.
- B. Clause 8.5.6 refers to changes during the design and development of products and services.
- C. Clause 8.5.6 refers to leadership and management system responsibilities.
- D. Clause 8.5.6 refers to changes during the production and service provision.
Correct Answer: D 🗳️
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In the context of a third-party audit, match the event with the responsibility for conducting it.
Correct Answer:
Explanation:
The correct answer is:
Event
Selecting audit team = Individual(s) managing the audit programme
Conducting the audit = Audit team
Preparing the audit plan = Audit team leader
Requesting the audit = Audit client
To complete the table, click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop each option to the appropriate blank section. Responsibility:- Individual(s) managing the audit programme Audit team Audit team leader Audit client According to ISO 19011:2018, clause 5.3, the individual(s) managing the audit programme are responsible for selecting the audit team, taking into account the competence and availability of the auditors and any experts needed. 1 According to clause 6.2, the audit team is responsible for conducting the audit, which includes collecting and verifying audit evidence, evaluating audit findings, and preparing the audit report. 1 According to clause 6.1, the audit team leader is responsible for preparing the audit plan, which includes defining the audit objectives, scope, criteria, and duration, as well as assigning roles and responsibilities to the audit team members. 1 According to clause 5.2, the audit client is the person or organization that requests the audit, which can be the auditee (the person or organization being audited) or any other person or organization that has an interest in the audit results. 1 References:
1: ISO 19011:2018 - Guidelines for auditing management systems
Which two of the following are the key expected results of a quality management system that conforms to the requirements of ISO 9001:2015?
- A. Decreased number of management system nonconformities
- B. Increased profits
- C. Decreased number of warranty claims
- D. Enhanced customer satisfaction
- E. Consistently provide products that meet customers ' requirements
- F. Decreased number of nonconforming products in all stages of the manufacturing cycle
Correct Answer: D,E 🗳️
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An audit team leader arrives at a printing organisation to carry out a Stage 2 audit for a certification body. At a meeting with the Quality Manager, she is told that they have won their biggest contract from a computer manufacturer to print and compile computer documentation packages. They have leased the unit next door for space reasons but have never worked in this sector before. The Quality Manager wants the ISO 9001 certificate to cover the new contract.
During the audit, a team member finds that a number of print jobs have been rejected by several clients over a number of months due to spelling errors in the print run. The Print Manager blames the new employees they had to take on because of a big contract. The auditor raises a nonconformance against clause 10.2.1.b of ISO
9001.
Which one of the evidence statements would support this finding?
- A. There was no record that the organisation evaluated the effectiveness of the training given to new employees.
- B. The organisation did not provide the correct resources to prevent nonconformity.
- C. The actions taken to deal with customer complaints did not prevent recurrence of the problem.
- D. There was no evidence that a check of spelling took place before the release of printing to the client.
Correct Answer: C 🗳️
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